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PWM
Home
About
Our Clients
  • Executives
  • Business Owners
  • Health Professionals
  • Legal Professionals
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Our Services
  • Wealth Planning
  • Investment Management
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  • Workplace Accounts
  • Faith-Based Investing
Our Advisors
  • Sean Polley
  • Greg Kite
Client Portals
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  • Home
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  • Our Clients
    • Executives
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  • Our Services
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  • Our Advisors
    • Sean Polley
    • Greg Kite
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  • Our Advisors
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Polley Wealth Management Disclosures

Schwab Advisor Services

  • Protection for securities and cash by the Securities Investor Protection Corporation (SIPC): Accounts of Charles Schwab & Co., Inc. (including those held by clients of investment advisors with Schwab Institutional®) are insured by SIPC for securities and cash in the event of broker-dealer failure.


  • SIPC provides up to $500,000 of protection for brokerage accounts held in each separate capacity (e.g., joint tenant or sole owner), with a limit of $250,000 for claims of uninvested cash balances.


 Additional brokerage insurance—in addition to SIPC protection—is provided to Charles Schwab & Co., Inc. accounts through underwriters in London. Schwab’s coverage with Lloyd's of London and other London insurers, combined with SIPC coverage, provides protection of securities and cash up to an aggregate of $600 million, and is limited to a combined return to any customer from a Trustee, SIPC, and London insurers of $150 million, including cash of up to $1,150,000. This additional protection becomes available in the event that SIPC limits are exhausted. 

Fidelity

 By accessing this site, you agree that your access and usage are subject to agreements with Fidelity Brokerage Services LLC and National Financial Services LLC, as well as the Terms of Use for this site, and you consent to the use of cookies as described in the Privacy Policy. 


 You are accessing a broker-dealer's website provided to you by Fidelity InstitutionalSM on behalf of your broker-dealer. Use of this website involves the electronic transmission of personal financial information and such use constitutes consent to transmission of this information. Such consent is effective at all times when using this website. Once signed in, you may be directed to websites of third parties which may not be under the control of your broker-dealer. 

Altruist

Altruist

 Altruist Financial LLC is a member of the Securities Investor Protection Corporation (SIPC), which means securities held in your brokerage account are protected up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org. We also participate in a bank sweep program, which means cash held in your brokerage account earns interest and becomes eligible for Federal Deposit Insurance Corporation (FDIC) Insurance up to $250,000 through an overnight cash sweep program where it is swept to FDIC member institutions. Cash balances are not eligible for FDIC insurance until they are swept to a member FDIC institution(s), and cash balances are not eligible for SIPC protection after being swept to a sweep program bank(s). This is to say that cash balances at any given time are covered by one type of protection or insurance or the other, but never both. Neither Altruist Financial LLC nor any of its affiliates is a bank.


PWM Privacy Policy (pdf)

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PWM ADV 2A (pdf)

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Polley ADV Part 2B (pdf)

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Website Disclosure

 The information on this site is provided “AS IS” and without warranties of any kind either express or implied. To the fullest extent permissible pursuant to applicable laws, Polley Wealth Management LLC (referred to as "PWM") disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, non-infringement and suitability for a particular purpose. PWM does not warrant that the information will be free from error. None of the information provided on this website is intended as investment, tax, accounting or legal advice,  as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. The information should not be relied upon for purposes of transacting securities or other investments. Your use of the information is at your sole risk. Under no circumstances shall PWM be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the materials in this site, even if PWM or a PWM authorized representative has been advised of the possibility of such damages. In no event shall Polley Wealth Management LLC have any liability to you for damages, losses and causes of action for accessing this site. Information on this website should not be considered a solicitation to buy, an offer to sell, or a recommendation of any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized. 

Copyright © 2025 Polley Wealth Management LLC - All Rights Reserved. 

 Services are offered through Polley Wealth Management LLC, a Registered Investment Adviser and independent financial advisory firm, headquartered in Orlando, Florida.

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